For many of us, family life is a multispecies affair—and although we don’t get to choose our relatives, we do, for the most part, get to pick our animal companions.
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We now have solid evidence that elephants are some of the most
intelligent, social and empathic animals around—so how can we justify
keeping them in captivity?
One day in 2010, while taking a stroll in his backyard, Kandula the
elephant smelled something scrumptious. The scent pulled his attention
skyward. There, seemingly suspended in the air, was a sprig of bamboo
decorated with bits of cantaloupe and honeydew. Stretching out his
trunk, he managed to get the fruit and break off a piece of the branch,
but the rest of the tasty leaves remained tantalizingly out of reach.
Without hesitation he marched straight to a large plastic cube in the
yard, rolled it just beneath the hovering bamboo and used it as a step
stool to pull the whole branch to the ground. Seven-year-old Kandula had
never before interacted with a cube in this manner. Determined to
satisfy his stomach and his curiosity, he did something scientists did
not know elephants could do: he had an aha moment.
A couple weeks earlier a team of researchers led by Diana Reiss and
Preston Foerder, then at City University New York, had visited Kandula’s
home at the National Zoo in Washington D.C. They placed sticks and
sturdy cubes around the yard and strung a kind of pulley system similar
to a laundry line between the roof of the elephant house and a tree.
From the cable they dangled fruit-tipped bamboo branches of various
lengths both within and without of Kandula’s reach. After preparing the
aerial snacks they retreated out of sight, turned on a camera and waited
to see what the young elephant would do. It took several days for
Kandula to achieve his initial insight, but after that he repeatedly
positioned and stood on the cube to wrap his trunk around food wherever
the scientists suspended it; he learned to do the same with a tractor
tire; and he even figured out how to stack giant butcher blocks to
extend his reach.
Other elephants had failed similar tests
in the past. As it turns out, however, those earlier studies were not
so much a failure of the elephant mind as the human one. Unlike people
and chimpanzees, elephants rely far more on their exquisite senses of
smell and touch than on their relatively poor vision, especially when it
comes to food. Previously, researchers had offered elephants only
sticks as potential tools to reach dangling or distant treats—a strategy
at which chimps excel. But picking up a stick blunts an elephant’s
sense of smell and prevents the animal from feeling and manipulating the
desired morsel with the tip of its dexterous trunk. Asking an elephant
to reach for a piece of food with a stick is like asking a blindfolded
man to locate and open a door with his ear. “We are always looking at
animals through our human lens—it’s hard not to,” Reiss says. “But now
we have an increased appreciation of diverse thinking creatures all
around us because of so much research on so many species. It’s
fascinating to try and find ways of testing animal minds so they can
show us what they are really capable of.”
People have been telling legends of elephant memory and intelligence
for thousands of years and scientists have carefully catalogued
astounding examples of elephant cleverness in the wild for many decades.
In the past 10 years, however, researchers have realized that elephants
are even smarter than they thought. As few as eight years ago there
were almost no carefully controlled experiments showing that elephants
could match chimpanzees and other brainiacs of the animal kingdom in
tool use, self-awareness and tests of problem-solving. Because of recent
experiments designed with the elephant’s perspective in mind,
scientists now have solid evidence that elephants are just as brilliant
as they are big: They are adept tool users and cooperative problem
solvers; they are highly empathic, comforting one another when upset;
and they probably do have a sense of self.
Despite the sharpened awareness of elephant sentience, many zoos
around the world continue to maintain or expand their elephant exhibits
and increasing numbers of heavily armed poachers are descending on
Africa to meet the soaring demand for ivory, killing as many as 35,000
elephants a year. The U.S. recently banned ivory trade,
with some exceptions, but there have been no steps toward outlawing
elephant captivity. At least a few zoos are using the latest science to
transform their elephant enclosures, giving the animals more room to
roam as well as intellectually stimulating puzzles. Only some zoos can
afford to make such changes, however, and many elephant experts maintain
that, given everything we know about the creatures’ mental lives,
continuing to keep any of them locked up is inexcusable.
Mental mettle
The modern elephant mind emerged from an evolutionary history
that has much in common with our own. The African bush and forest
elephants, the Asian elephant, and their extinct relatives, the
mammoths, all began to assume their recognizable forms between three and
five million years ago in Africa. As Louis Irwin of The University of
Texas at El Paso explains, both humans and elephants adapted themselves
to life in Africa's forests and savannas around the same time,
emigrating to Europe and Asia; both evolved to live long and often
migratory lives in highly complex societies; both developed intricate
systems of communication; and both experienced a dramatic increase in
brain size.
Over the years numerous observations of wild elephants suggested that
the big-brained beasts were some of the most intelligent animals on the
planet. They remembered the locations of water holes hundreds of
kilometers apart, returning to them year after year. They fashioned
twigs into switches to shoo flies and plugged drinking holes with chewed
up balls of bark. They clearly formed strong social bonds and even
seemed to mourn their dead (see “When Animals Mourn” in the July 2013 issue of Scientific American).
Yet scientists rarely investigated this ostensibly immense intellect in
carefully managed experiments. Instead, researchers looking for
evidence of exceptional mental aptitude in nonhuman animals first turned
to chimpanzees and, later, to brainy birds like ravens, crows and some
parrots. Only in the past 10 years have scientists rigorously tested
elephant cognition. Again and again these new studies have corroborated
what zoologists inferred from behavior in the wild.
Scientists living among herds of wild elephants have long observed
awe-inspiring cooperation between family members. Related elephant
mothers and their children stay together throughout life in tight-knit
clans, caring for one another’s children and forming protective circles
around calves when threatened by lions or poachers. Elephant clan
members talk to one another with a combination of gentle chirps,
thunderous trumpets and low-frequency rumbles undetectable to humans, as
well as nudges, kicks and visual signals such as a tilt of the head or
flap of the ear. They deliberate among themselves, make group decisions
and applaud their achievements. “Being part of an elephant family is all
about unity and working together for the greater good,” says Joyce
Poole, one of the world’s foremost elephant experts and co-founder of
the charity ElephantVoices, which promotes the study and ethical care of
elephants. “When they are getting ready to do a group charge, for
example, they all look to one another: ‘Are we all together? Are we
ready to do this?’ When they succeed, they have an enormous celebration,
trumpeting, rumbling, lifting their heads high, clanking tusks
together, intertwining their trunks.”
Cynthia Moss, director of the Amboseli Trust for Elephants and
another preeminent elephant researcher, once saw a particularly amazing
example of elephant cooperation. One day the young and audacious Ebony,
daughter of a matriarch named Echo, bounded right into the midst of a
clan that was not her own. As a show of dominance, that clan kidnapped
Ebony, keeping her captive with their trunks and legs. After failing to
retrieve Ebony on their own, Echo and her eldest daughters retreated. A
few minutes later they returned with all the members of their extended
family, charged into the clan of kidnappers and rescued Ebony. “That
took forethought, teamwork and problem-solving,” Moss says. “How did
Echo convey that she needed them? It's a mystery to me, but it
happened.”
In 2010 Joshua Plotnik of Mahidol University in Thailand and his colleagues tested elephant cooperation in a controlled study
for the first time. At a Thai conservation center, they divided an
outdoor elephant enclosure into two regions with a volleyball net. On
one side stood pairs of Asian elephants. On the other side the
researchers attached two bowls of corn to a table that slid back and
forth on a frame of plastic pipes. They looped a hemp rope around the
table so that when both ends of the rope were pulled simultaneously the
table moved toward the elephants, pushing the food underneath the net.
If a single elephant tried to pull the rope by him or herself, it would
slip out and ruin any chance of getting the food. All the elephants
quickly learned to cooperate and even to patiently wait for a partner if
the scientists prevented both animals from reaching the rope at the
same time. One mischievous young elephant outsmarted the rest. Instead
of going through the hassle of tugging on one end of the rope, she
simply stood on it and let her partner do all the hard work.
Some scientists studying wild elephants have argued that, in addition
to cooperating for survival’s sake, the creatures are capable of
genuine empathy. Poole recalls, for example, one elephant flinching as
another stretched her trunk towards an electric fence; it was
fortunately inactive at the time but had been live in the past.
Elephants often refuse to leave their sick and injured behind, even if
the ailing animal is not a direct relative.Poole once
observed three young male elephants struggle to revive a dying
matriarch, lifting her body with their tusks to get her back on her
feet. Another time, while driving through Kenya’s Amboseli National
Park, Poole saw a female elephant give birth to a stillborn baby. The
mother guarded her dead calf for two days, trying over and over to
revive its limp body. Realizing that the grieving mom had not had any
sustenance this whole time, Poole drove near her with an offering of
water. The elephant stretched her trunk inside the car and eagerly drank
her fill. When she was done, she remained with Poole for a few moments,
gently touching her chest.
When elephants encounter an elephant skeleton, they slow down, approach it cautiously, and caressthe
bones with their trunk and the bottoms of their sensitive padded feet.
Elephants do not show the same interest in the remains of other species.
In one experiment
elephants spent twice as much time investigating an elephant skull as
those of either a rhinoceros and buffalo and six times longer probing
ivory than a piece of wood. Moss has witnessed elephants kicking dirt
over skeletons and covering them with palm fronds.
Plotnik and renowned animal behavior expert Frans de Waal of Emory University recently teamed up
to study elephant empathy. On a monthly basis between the spring of
2008 and 2009 they observed 26 Asian elephants at the Elephant Nature
Park in Thailand, looking for signs of what researchers call
“consolation.” Many animals are capable “reconciliation”—making up after
a tussle. Far fewer animals display true consolation: when a bystander
goes out of his or her way to comfort the victim of a fight or an
individual that is disturbed for some reason. On dozens of occasions
Plotnik and de Waal saw elephants consoling one another. A perturbed
elephant often perks up its ears and tail and squeals, roars or
trumpets. Over the course of the study, many elephants behaved in this
way, because of an altercation, because they were spooked by
something—such as a helicopter or dog—or for an unknown cause. When
other elephants recognized these signs of anxiety, they rushed to the
upset animal’s side, chirping softly and stroking their fellow
elephant’s head and genitals. Sometimes the elephants put their trunks
in one another’s mouths—a sign of trust because doing so risks being
bitten.
The aspect of elephant intelligence that is the trickiest to
gauge—the one that has really challenged scientists to think like an
elephant—is self-awareness. Scientists now have preliminary evidence
that elephants are indeed self-aware, overturning previous findings. To
determine whether an animal has a sense of self, researchers first place
a mark on an animal’s body that it can identify only with the help of a
mirror. Then they wait to see if the animal tries to get rid of the
mark when it encounters its reflection. Doing so, the reasoning goes,
means the animal understands when it is looking at itself rather than
another animal. In the earliest studies on elephant self-awareness,
researchers placed a one by 2.5–meter mirror outside the bars of an
enclosure, angled in such a way that the animals could see only the
upper thirds of their bodies. The elephants reacted to the reflection as
they would to another elephant, raising their trunks in greeting. When
the scientists dabbed the elephants’ faces with white cream, the animals
failed to recognize that the marks were on their own bodies.
But what if the experimental design itself prevented the elephants
from understanding that they were looking at themselves in the mirror?
After all, elephants identify one another primarily by touch, scent and
sound—not sight—and the animals in the study could not physically
investigate the mirror. So Reiss, de Waal and Plotnik decided to redo these experiments, this time allowing the elephants to use all their senses.
In 2005 the trio constructed a 2.5 by 2.5–meter shatterproof mirror
and bolted it to a wall surrounding an elephant yard at the Bronx Zoo in
New York City. Three female Asian elephants named Patty, Maxine and
Happy were free to approach and inspect the sturdy mirror at their
leisure. When they first encountered the contraption, Maxine and Patty
swung their trunks over it and attempted to scale the wall to which it
was attached, as though checking to see whether another elephant was
hiding behind the glass. When they found nothing, all three elephants
swayed their trunks and bobbed their heads while looking right into the
mirror, just as we might wave our hands to see whether a shadow is our
own. They stared at their reflection and stuck their trunks inside their
mouths as though searching for snagged spinach.
A few days later the scientists painted a white X onto the right side
of each elephant’s face. Maxine and Patty did not seem to notice the
marks, but Happy began to touch the X on her face with her trunk after
strolling past the mirror a few times. Eventually she faced her
reflection and repeatedly swiped at the painted part of her face with the tip of her trunk.
The fact that only one of three elephants noticed the X on its face
might seem a disappointing performance, but it is actually quite
remarkable. Reiss points out that even in studies with chimpanzees—which
most researchers accept are self-aware—sometimes fewer than half pass
the mirror test. Plotnik argues that expecting elephants to pay
attention to a random blotch on their face may not have been the best
test of their self-awareness anyhow. Whereas chimpanzees are fastidious
groomers that spend hours picking nits and gnats out of one another’s
hair, elephants stay clean by getting dirty, routinely spraying
themselves with dust and dirt to deter insects and parasites. And they
love to galumph in mud. “There’s no reason to think elephants would have
same kind of vanity," Plotnik says.
Brains behind bars
All the new evidence of elephant intelligence has intensified the debate
about whether to continue keeping the creatures in captivity. Former
elephant caretaker Dan Koehl maintains a thorough database
of elephants around the world. He has records of 7,828 elephants
currently in captivity: 1,654 in zoos or safari parks; 4,549 in
"elephant camps" where tourists can ride the animals; 288 in circuses;
and the remaining in temples, sanctuaries or private residences. The
latest research on the well-being of U.S. zoo elephants is not
particularly encouraging. With mny collaborators, animal welfare expert
and Vistalogic, Inc., consultant Cheryl Meehan recently completed a gint study
on nearly all of the 300 or so elephants in North American zoos
accredited by the Association of Zoos and Aquariums (AZA). The
researchers assessed the physical and mental health
of captive elephants with a combination of photographs, videos, blood
and hormone tests, veterinary reports, and surveys filled out by
caretakers: about 75 percent of the elephants were overweight or obese;
between 25 and 40 percent had foot or joint problems of some kind
depending on the year; and 80 percent displayed behavioral tics, such as
pacing and continual head bobbing or swaying.
Stephen Harris of the University of Bristol and his colleagues conducted a similar study
on U.K. zoo elephants in the late 2000s. I asked him whether it is
possible to keep an elephant physically and mentally healthy in a zoo.
His answer was succinct: “No.” The elephants he studied spent up to 83
percent of their time indoors, often in cramped conditions; the majority
had abnormal gaits; 75 percent were overweight; more than 50 percent
had behavioral tics; and one individual displayed tics for 14 hours in a
single day. Captive elephants also have higher rates of infertility and
die younger on average than their uncaged counterparts. Whereas wild
elephants migrate great distances through the forest or savanna in
search of food and water—eating huge amounts of tough, fibrous grasses
and shrubs that are difficult to digest—zoo elephants spend too many
hours standing idle on concrete and consume calorie-rich foods they
would rarely encounter in their native habitat. Researchers have also
learned that many zoo elephants do not get the rest they need because
they do not like to lie down and sleep on stone or other hard surfaces.
Few zoos can adequately re-create the complex social life of wild
elephants. Female elephants in captivity are often strangers acquired
from here and there. Any friendships that do form can dissolve in an
instant when a zoo decides to relocate an animal. “Sometimes people
treat these creatures like furniture,” Moss says. Researchers used to
think that male elephants, which leave their clans in young adulthood,
were loners. They now know, however, that male elephants socialize
extensively with one another. Yet zoos mix males and females in ways
that would never occur in the wild and try to offload adult males if
they become too cantankerous or lustful.
Now that the evidence of the elephant’s intellect and emotional lifeis
no longer mostly anecdotal the zoological community faces even more
pressure to answer a daunting question: Why keep elephants in captivity
at all? Zoos usually give two main reasons: to rescue elephants from
dire situations, such as the threat of poachers or the stress of living
in so-called rehabilitation centers in Asia that keep the creatures
leashed to trees; and to teach the public how amazing elephants are, in
hopes of promoting their conservation.
These arguments have become increasingly tenuous over time. Few
elephants in zoos today were rescued from an awful life; instead they
were born in captivity. In the mid-2000s zoos embarked on an especially
aggressive captive elephant breeding program, trying to compensate for
all the animals they had lost to disease and frailty. "For every
elephant born in a zoo, on average another two die," concluded a
comprehensive 2012 investigative report by The Seattle Times.
As for educational outreach, modern technology has rendered zoos
obsolete. “When I was a kid we had no television and even when we did
wildlife images were very few,” Harris says. “You went to the zoo to
interact with elephants, to ride on them and touch them—there was no
other way to get a sense of them. Now of course there’s an information
overload. You can get a sense of scale and see all kinds of wonderful
behaviors from photography and films that you would never see in
captivity.” Consider how much one can learn from vivid scenes of wild
elephants in a nature documentary of Planet Earth caliber compared with the experience of staring at an arthritic bobble-headed zoo elephant.
Other scientists think that, even if there are few good reasons to
keep elephants in zoos in the first place, arguing for an abrupt end to
elephant captivity is naive and idealistic, especially outside North
America and Europe. “Although I believe all elephants should be wild,
unfortunately that is not realistic," Plotnik says. In Asia, where he
works, people have been using elephants as beasts of burden for
centuries and currently have thousands of the animals captive in camps.
Suddenly releasing all those animals is simply not feasible; there may
not even be enough wild habitat left to accommodate them all. Plotnik
thinks the best way forward is maintaining the wild Asian elephant
population through conservation and slowly phasing out the captive one
by finding new, equally lucrative jobs for elephant caretakers. Moss
wants something similar for elephants in zoos in the U.S. and Europe: “I
would like to see them live out their lives and have no more breeding
or importation.” Meehan hopes the kind of information she has collected
will help improve the well-being of zoo elephants.
In recent years at least a few zoos have been trying to use animal
welfare science to make their elephant enclosures more like sanctuaries.
The Oregon Zoo in Portland is close to remodeling its elephant habitat
in a way it claims will improve the livelihood of its four male and four
female Asian elephants. Elephant Lands,
set to open in 2015, is a hilly 2.5-hectare habitat covered mostly in
deep sand rather than concrete and featuring a 490,000-liter pool for
wallowing, bathing and playing. Elephants will be free to roam from one
part of the terrain to another, explains elephant curator Bob Lee, which
should hopefully allow males and females to interact as they choose.
Various feeding machines will provide elephants with food at random
intervals, because studies have linked such unpredictability to
healthier body weights. Other feeders will exercise the elephants’
trunks and brains with out-of-reach snacks and mechanical puzzles.
Refurbishing elephant enclosures so they are roomier and more
intellectually stimulating is at once an acknowledgment and dismissal of
the research on elephant intelligence and welfare. After all, if the
zoos really have the animals’ best interests at heart, they would close
their elephant exhibits. In 2005 the Detroit Zoo became the first to
give up its elephants solely on ethical grounds. Spending so much time
in close quarters—and waiting out the harsh Michigan winters
indoors—left their two Asian elephants physically and mentally ill.
Wanda and Winky were moved to the Performing Animal Welfare Society's
(PAWS) 930-hectare sanctuary in San Andreas, Calif. A handful of zoos
have followed suit, but they are in the minority.
Ed Stewart, president and co-founder of PAWS, thinks that even his
massive haven is not adequate to keep the elephants as healthy as they
would be in the wild. "Elephants should not be in captivity— period," he
says. "It doesn’t matter if it’s a zoo, a circus or a sanctuary. The
social structure isn't correct, the space is not right, the climate is
not right, the food is not right. You can never do enough to match the
wild. They are unbelievably intelligent. With all of that brainpower—to
be as limited as they are in captivity—it's a wonder they cope at all.
In 20 years I hope we will look back and think, 'Can you believe we ever
kept those animals in cages?'"
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